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Social case work is a structured process used by social workers to support individuals, families, and communities. The five phases below describe a typical sequence in practice.

1. Engagement and Intake

Purpose: establish trust, clarify needs, and obtain informed consent to work together. Build rapport, explain confidentiality, and gather initial information.

  • Establish rapport and safety
  • Explain roles, confidentiality, and limits
  • Conduct an intake interview and collect basic data
  • Identify presenting issues and immediate risks

2. Assessment and Formulation

Purpose: understand the person in their context. Gather data on strengths, supports, risks, and barriers across biopsychosocial domains.

  • Review history, resources, and needs
  • Assess risk and safety concerns
  • Identify priority problems and goals
  • Develop a working problem list and initial hypotheses

3. Planning and Goal Setting

Purpose: co-create a concrete plan with measurable goals and timelines. Determine services and responsibilities.

  • Set SMART goals with the client
  • Prioritize actions and resources
  • Choose interventions and referrals
  • Define roles, responsibilities, and timelines in the case plan

4. Intervention and Service Provision

Purpose: implement the plan through direct services, advocacy, and coordination of care.

  • Provide counseling, skill-building, or crisis support
  • Make referrals and coordinate with other agencies
  • Advocate for resources and navigate systems
  • Monitor progress and adjust the plan as needed

5. Evaluation, Termination, and Follow-Up

Purpose: review outcomes, decide on termination or transition, and plan for sustainability.

  • Evaluate progress toward goals using agreed indicators
  • Document outcomes and reflect on effectiveness
  • Prepare for case closure and provide aftercare if needed
  • Follow up to prevent relapse or loss of gains

Note: Throughout all phases, maintain ethical practice, confidentiality, informed consent, and client autonomy.


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